News and resources for Canada's top financial advisors
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(March 10, 2005) With the federal budget passing a third and final parliamentary vote on Wednesday, major mutual funds companies are starting to act on Ottawa’s decision to eliminate the foreign content rule. On Thursday, Fidelity announced it will immediately reduce MERs on the RSP, or clone, versions of all its foreign funds so that […]
By Doug Watt |March 10, 2005
2 min read
(March 9, 2005) With one-third of Canadians owning their own business, odds are most financial advisors have an entrepreneurial client or two. Whether they plan on leaving the business to junior, or selling it to a third party, sooner or later they will need a succession plan. The fact is, determining the proper value of […]
By Steven Lamb |March 9, 2005
(March 9, 2005) Advocis has released details of its new in-house errors and omissions program, to be officially rolled out in April. Advocis created the Advocis Protective Association (APA) last year to develop a professional insurance liability program, managed by the advisor group’s current E&O provider, Aon Reed Stenhouse. The plan features enhanced coverage and […]
By Doug Watt |March 9, 2005
(March 8, 2005) Advisors who sold Portus products are on the defensive. Unfairly so, some think, who blame the Ontario Securities Commission — for its slow and secretive investigation — and the media, who they feel are fueling the speculative fires. “Why did the OSC shut down a company, throwing 90 people out of work […]
By Doug Watt |March 8, 2005
3 min read
(March 8, 2005) Morningstar has just added another toy to the toolbox for fee-based advisors and those thinking about heading in that direction. The Morningstar Canada F-series fund database, available to advisors who subscribe to the F-series research module of the company’s Advisor Workstation, has over 800 funds listed from 29 different sponsors. The database […]
By Kate McCaffery |March 8, 2005
(March 7, 2005) A majority of Canada’s financial advisors agree they should be required to disclose all compensation arrangements to clients, according to an informal online survey conducted by the ADVISOR Group. Sixty-nine per cent of the nearly 400 advisors surveyed either somewhat agreed or strongly agreed that “advisors should be required to disclose all […]
By Doug Watt |March 7, 2005
(March 11, 2005) A class action suit has begun against Nortel Networks, its accounting firm Deloitte & Touche, as well as several former officers and directors, including ex-CEO Frank Dunn. Investors who purchased shares of Nortel between April 24, 2003, and April 27, 2004, are seeking $3 billion. The group alleges the named parties misrepresented […]
By Staff |March 7, 2005
10 min read
Related News Stories Cold comfort: Manulife still facing questions over Portus Portus fallout part 2: The irate investor Portus fallout: Dealing with worried clients The court order also says Internet Service Providers (ISP) and any other person or firm providing e-mail, web services, FTP or file transfer protocol, internet connections or similar services to the […]
By Kate McCaffery |March 7, 2005
(March 4, 2005) The Canadian economy is facing tough competition from developing nations, which could trim investment gains over the next two years, according to the latest Global Outlook report from Scotia Economics, entitled “What’s Hot and What’s Not.” The report predicts growth in Canada will be tepid, with strong commodity prices benefiting the resources […]
By Steven Lamb |March 4, 2005
(March 4, 2005) Manulife’s pledge to refund all money invested in Portus products is providing some comfort to worried clients. But there are still questions as to how to the Portus offering slipped through Manulife’s compliance department and what will happen to the generous referral fees Manulife advisors received for recommending Portus, currently under investigation […]
By Doug Watt |March 4, 2005
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