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Industry
Retail investors in the failed Norshield Group of companies, which include Norshield Asset Management and Olympus United Funds, may only get back $8.5 million of the $132 million they placed in Norshield funds, according to the second report of receiver RSM Richter. The receiver stresses that this is only a preliminary finding. In addition, RSM […]
By Scot Blythe |November 18, 2005
3 min read
Canadian investors poured $5 billion into foreign securities in September, making it the eighth straight month they added to their holdings, according to Statistics Canada. All of that capital was invested in debt instruments, with foreign bonds totaling $3.9 billion and money market instruments worth $1.2 billion. U.S. Treasury bonds accounted for $2.3 billion, nearly […]
By Steven Lamb |November 17, 2005
2 min read
David Wilson says he intends to protect investors and restore trust in the Canadian marketplace, stressing the need for stronger regulation through a common securities regulator. In his first speech as OSC chair, at the annual Dialogue with the OSC in Toronto, Wilson said a common securities regulator in Canada would “improve both the efficiency […]
By Mark Brown |November 17, 2005
The rate of venture capital investment must rise if Canada is to compete on the global stage, according to the head of the industry association. “The Canadian venture capital industry remains undercapitalized,” said Rick Nathan, president of Canada’s Venture Capital and Private Equity Association (CVCA) and managing director of Goodmans Venture Group. Third quarter venture […]
By Staff |November 16, 2005
Giving firms options about what they admit in dispute actions could mean less work for regulators. No contest settlements would keep the regulatory process moving and avoid situations in which advisors litigate matters to the last gasp for fear any admissions will destroy their reputations. David Hausman, a lawyer at Fasken Martineau in Toronto, said […]
By Philip Porado |November 16, 2005
Three weeks after the MFDA board voted not to accept an invitation to merge with the IDA, a letter has been released to members explaining the MFDA’s controversial decision. On Friday, the MFDA sent out a three-page letter to its members laying out nine reasons for rejecting the overture from the IDA (although it added […]
By Mark Brown |November 16, 2005
CI Financial has made a renewed higher bid for Clarington, just one week after the fund company’s board agreed to a friendly takeover by Industrial Alliance. The bidding war for Clarington began October 31, when CI announced a $13 per share offer for Clarington. On November 7, Industrial Alliance countered with a $14.25 offer, which […]
By Doug Watt |November 15, 2005
Mutual funds generated $1 billion in new sales in October, according to IFIC, despite poor markets and uncertainty in the income trust sector. “The net sales for October helped increase the industry’s year-to-date sales to $19.4 billion, the highest for that time period since October 2001,” said IFIC president Tom Hockin. Gross sales for the […]
By Steven Lamb |November 15, 2005
Boaz Manor, the co-founder of Portus Alternative Asset Management, was to make his first court appearance Tuesday, but instead, he was represented by well-known lawyer Brian Greenspan in a Toronto courtroom. Greenspan, of the Toronto-based firm Greenspan, Humphrey, Levine, is representing Manor in the quasi-criminal proceedings involving a section of Ontario’s Provincial Offences Act. Manor […]
By Mark Brown |November 15, 2005
The IDA has released a list of approved courses for voluntary participation in the association’s continuing education program. Under IDA bylaws, individuals may extend the validity periods of the Canadian Securities Course and the Conduct and Practices Handbook Exam through volunteer participation in the CE program. In the first two three-year CE cycles, all courses […]
By Staff |November 14, 2005
1 min read
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