News and resources for Canada's top financial advisors
Industry
A few investors — unwillingly but luckily — managed to escape Portus Group’s stratagems, according to the most recent report filed by receiver KPMG. Investors, with 30,000 accounts put $738 million CAN and $50 million US into Portus’s purchase of guaranteed notes, of which only $529 million CAN was invested, $133 million CAN and $36 […]
By Scot Blythe |November 29, 2005
2 min read
In the second last week of November the IDA announced more than $400,000 in fines representing roughly 10% of the monetary penalties it has handed out so far this year. But by the brokerage industry association’s own admission, they will be lucky if they see a fifth of that money. According to the associations’ own […]
By Mark Brown |November 29, 2005
6 min read
Two of Canada’s independent investment managers are coming together in a takeover which will make them among the largest of their kind in Canada. Fiera Capital Management has reached an agreement to purchase YMG Capital Management for $3.25 per share, a premium of 22% over the recent volume-weighted average. Scotia Capital, serving as advisors to […]
By Steven Lamb |November 28, 2005
(December 2, 2005) The IDA has suspended the membership of iForum Securities. At the same time, the AMF, Quebec’s securities regulator, announced that some of the firm’s assets have been sold. According to the AMF, Industrial Alliance Securities has been successful in its bid for some assets of iForum. A joint bid by Quadrus Investment […]
By Staff |November 28, 2005
12 min read
In a surprise move, IFIC has reached outside of the mutual fund world for its new president, appointing Joanne De Laurentiis, head of Credit Union Central of Canada. She replaces Tom Hockin, who is retiring. Her appointment takes effective January 16, 2006, IFIC confirmed on Monday in a statement. “I am delighted to welcome Joanne […]
By Doug Watt |November 28, 2005
The Canada Deposit Insurance Corporation (CDIC) has launched a national public awareness campaign, primarily to remind Canadians that eligible deposits are now covered up to $100,000. This amount was raised from $60,000 in the 2005 federal budget. “It’s simple: Canadians need to know the facts about deposit insurance so they can make informed financial decisions,” […]
By Staff |November 25, 2005
1 min read
It has been a busy week for the IDA’s enforcement division. Since Monday, it has doled out more than $400,000 in fines and a total of seven years in suspensions, as well as one lifetime ban. The latest in a string of disciplinary actions came Friday when the IDA fined Research Capital and its CEO […]
By Mark Brown |November 25, 2005
3 min read
At this time of year, it’s not just advisors who are spreading the message of prudent festive spending. MasterCard Canada is also urging Canadians to practice caution and plan before heading to the malls this holiday season — especially when they’re carrying plastic. According to the credit card company’s vice-president of public affairs, Jennifer Reed, […]
By Heidi Staseson |November 25, 2005
4 min read
Auditor General Sheila Fraser’s quarterly report, released this week, had two items of concern to advisors: whether trusts — not income trusts, but inter vivos and testamentary trusts — are properly reporting their income, and whether the CRA has kept track of RSP overcontributions. While Canada’s tax system is based on self-assessment — individuals report […]
By Scot Blythe |November 24, 2005
Finance Minister Ralph Goodale’s surprise announcement Wednesday night on the tax treatment of income trusts is being cheered by institutional investors and issuers alike. Income trusts have been in a funk since late September, when Goodale announced the federal government would review the tax efficiencies built into the structures and CRA would no longer issue […]
By Steven Lamb |November 24, 2005
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.