News and resources for Canada's top financial advisors
Planning and Advice
(January 2005) As a financial advisor, you work hard every day to grow your business, take care of your employees and do well by your clients. But is all that work paying off? Are you satisfied with your income? Are you happy with your level of success? Unfortunately, if you’re like many advisors, the answer […]
By John J. Bowen Jr. |January 27, 2005
3 min read
(January 2005) Ms.X calls you at your office and says she knew you in high school. You don’t remember her very well, but you know you had little to do with her (she wasn’t a member of the "in crowd"). Now Ms. X is a successful executive and wants to meet with you. She says […]
By Ellen J. Bessner |January 18, 2005
(January 2005) Are you in the midst of preparing for a financial industry exam such as the Canadian Securities Course, the Certified Financial Planners Professional Proficiency Exam or the Chartered Financial Analyst Exams? Here are some tips to consider to optimize your efforts — and your results! Environmentally sound The environment in which you study […]
By Brian Gordon |December 31, 2004
(December 2004) Admit it. Referrals don’t occur as often as you would like. Over the years, you’ve been told that referrals will flow in when you ask your clients for them, show up on time, and deliver good service. In reality, that’s expecting far too much of your clients – and leaving your success to […]
By Jeff Thorsteinson |December 21, 2004
5 min read
As an investment advisor, you understand the challenges of running the most efficient and profitable business possible. Franklin Templeton Investments developed the comprehensive enRICH program to give you the business building solutions you need for a productive and lucrative practice. The enRICH program offers guides, workbooks and customizable templates to help you enhance your business, […]
By Staff |December 20, 2004
1 min read
(December 2004) Planning to attend an upcoming seminar or conference? Follow these common-sense guidelines to help maximize the benefits you derive from the next seminar or conference you attend. I call these guidelines the 4 P’s: Prepare, Participate, Personal Challenge and Post-evaluation. 1. Prepare When I deliver one of my educational or investment seminars, I […]
By Brian Gordon |December 7, 2004
(December 2004) Not sure where to begin when it comes to taking your client communications to the next level? Start by sending this letter, which wishes clients the best for a bright 2005 and contains important reminders concerning life changes and this year’s RRSP season: Dear [Client’s name], As the holidays approach and 2004 draws […]
By Staff |December 7, 2004
(December 2004) In your practice today, chances are you contact your clients and prospects virtually more than you meet with them face to face. Successful advisors say that using virtual communication effectively is critical to the growth of their business and is becoming increasingly important. By virtual communication, we are talking about phone calls, voice […]
By Joanne Ferguson |December 1, 2004
4 min read
(November 2004) Getting a client signature for every trade pursuant to MFDA rules and regulations is time-consuming. It might be more practical just to make a telephone call to get verbal instructions for a purchase or sale of funds. Why does an advisor’s life have to be so complex and bogged down with paperwork? Is […]
By Ellen J. Bessner |November 18, 2004
(November 2004) If you are like many Canadian advisors, year-end tax planning with clients and the onslaught of RRSP season can have a significant impact on an already time-constrained schedule. “What to do next?” you may ask yourself, overwhelmed sby the list of tasks you need to accomplish, feeling more reactive than proactive. The key […]
By Joanne Ferguson |November 2, 2004
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