Industry News

Regulators warn investors of advisor impersonators

Fraudsters are posing as registered individuals

By Staff |May 25, 2023

1 min read

How to leverage — not loathe — compliance

Demonstrate and discuss your regulatory requirements with clients, IFB says

By Michelle Schriver |May 25, 2023

2 min read

Economic headwinds weigh on bank results as more money set aside for bad loans

Rising costs and slower loan growth are also challenges

By Ian Bickis, Canadian Press |May 25, 2023

4 min read

Fund managers’ valuation practices need help: ESMA

Review found weakness in firms' valuation processes, procedures

By James Langton |May 24, 2023

2 min read