Industry News

Industry

DBRS changes CI trend to negative, keeps rating unchanged

Announcement follows S&P's downgrade of firm in early May

By Rudy Mezzetta |May 31, 2023

2 min read

Industry

How FINRA spent its enforcement fines

SRO ordered US$48.1 million in monetary penslties in 2022

By James Langton |May 31, 2023

1 min read

Industry

National Bank reports Q2 profit down from year ago, raises quarterly dividend

Reports profit of $847 million for the quarter ended April 30, down from $889 million a year earlier

By The Canadian Press |May 31, 2023

2 min read

Industry

CRA announces prescribed rate for Q3

After rising for four consecutive quarters, interest rate charged on overdue tax to stand steady

By Rudy Mezzetta |May 31, 2023

2 min read

Industry

Great-West Lifeco sells Putnam Investments to Franklin Templeton

Barclays analyst predicts Winnipeg-based insurer will deploy capital to strategic growth avenues

By Staff, with files from The Canadian Press |May 31, 2023

2 min read

Industry

Mortgage fraudsters hit with $47-million sanction

Most of the investors' money was put into riskier projects than promised

By James Langton |May 30, 2023

2 min read

Industry

OSC’s Investor Advisory Panel to focus on crypto, CRM3 in year ahead

The IAP is also pushing for reforms to the dispute resolution process

By Mark Burgess |May 30, 2023

1 min read

Industry

New SRO tackling directed commission structures

Account transfer standards and dual registration are also in the works

By James Langton |May 30, 2023

3 min read

Industry

Cyberattacks a matter of when, not if: industry leaders

Firms should prepare and test responses, executives said at an IFIC event

By Melissa Shin |May 30, 2023

2 min read

Industry

CCMA seeks regulatory certainty for T+1

Countdown to shorter settlement cycle transition in May 2024 has begun

By James Langton |May 30, 2023

2 min read

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