Industry News

Industry

More than one-third of mass market households don’t receive financial advice

A new poll reveals why that's a problem

By Staff |May 29, 2019

2 min read

Industry

Canadians’ disability coverage declines

The culprit is likely finances, not risk awareness

By Staff |May 28, 2019

2 min read

Industry

IOSCO takes steps toward crypotasset regulation

Consultation paper outlines regulatory issues such as safeguarding investors' assets and dealing with conflicts of interest

By Staff |May 28, 2019

2 min read

Industry

Firms seek OSC approval on regulated market for crypto trading

Omega Securities and 4C Clearing Corp. aim to bring crypto trading to retail investors

By Staff |May 28, 2019

2 min read

Industry

IIROC fines, bans former Octagon CFO

Firm was suspended in 2015

By Staff |May 28, 2019

1 min read

Industry

Canaccord names fintech lead in New York

Jason Panzer is managing director for investment banking

By Staff |May 28, 2019

1 min read

Industry

Scotiabank falls short of expectations despite Q2 net income gain

The global banking and markets arm saw a 6% year-over-year decline in profit

By Armina Ligaya, The Canadian Press |May 28, 2019

3 min read

Industry

NSSC hands down $150,000 fine, permanent ban for trading scheme

Foreign exchange trading scheme raised money from four investors

By Staff |May 27, 2019

1 min read

Industry

Crypto sector draws the attention of regulators

BCSC warns of risks and IIROC creates a working group

By Staff |May 27, 2019

2 min read

Industry

SEC gives whistleblower $4.5 million

It's the first award under a program designed to incentivize internal reporting

By Staff |May 24, 2019

1 min read

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