Industry News

Guidance on compensation disclosure scrapped

Guidance on compensation disclosure scrapped

CLHIA withdraws guidance after consulting with advisors

By Staff |May 31, 2019

1 min read

TSX calls for cap on trading rebates

TSX calls for cap on trading rebates

The proposal follows a recent price war among marketplaces

May 31, 2019

1 min read

RIA plans to increase outreach

RIA plans to increase outreach

Group hopes to increase adoption of RI in Canada's institutional market

By Staff |May 31, 2019

2 min read

Decorative pattern

IA Clarington parts with Sarbit Advisory Services

Sarbit Asset Management was acquired by IA in 2008

May 30, 2019

2 min read

Decorative pattern

New guidance from OSFI on interest rate risks

Improperly managed risks pose a ‘significant threat’ to a bank’s capital base, earnings

By Staff |May 30, 2019

1 min read

Decorative pattern

Q2 profit up for National Bank, but falls short of expectations

Wealth management, personal and commercial banking saw increases in net income

By The Canadian Press |May 30, 2019

2 min read

IIROC, FINTRAC to share info on dealers

IIROC, FINTRAC to share info on dealers

The agreement aims to combat money laundering and terrorist financing

By Staff |May 30, 2019

1 min read

Calgary advisor wins financial planning award

Calgary advisor wins financial planning award

Zak Smith from Sagium took the top prize in the PlanPlus competition

By Staff |May 29, 2019

1 min read

Canaccord invests in hedge fund firm

Canaccord invests in hedge fund firm

Castle Ridge uses AI system to offer hedge fund investment strategies

By Staff |May 29, 2019

1 min read

Decorative pattern

Morningstar to buy DBRS for US$669 million

Deal to acquire debt rating agency expected to close in the third quarter

By The Canadian Press |May 29, 2019

1 min read

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