Industry News

OSC says work ‘almost done’ on derivatives dealer conduct rules

Industry

OSC says work ‘almost done’ on derivatives dealer conduct rules

The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch

By James Langton |November 22, 2019

1 min read

Decorative pattern

Industry

Fitch says brokerage sector looks stable in 2020

The rating agency said it expects industry consolidation to continue

By James Langton |November 22, 2019

2 min read

N.B. to be fifth province to give IIROC full enforcement toolkit

Industry

N.B. to be fifth province to give IIROC full enforcement toolkit

The province has proposed changes to its securities legislation

By James Langton |November 22, 2019

2 min read

OSC still working on DSC policy

Industry

OSC still working on DSC policy

The regulator is also considering the CSA’s proposal to ban trailers paid to discount brokers

By James Langton |November 22, 2019

2 min read