Industry News

Hedge fund exec gets four years after inflating assets by $100 million

Industry

Hedge fund exec gets four years after inflating assets by $100 million

The former CEO conspired with others to manipulate the valuation of funds

By James Langton |November 27, 2019

1 min read

Former advisor found liable for client’s $2M loss

Industry

Former advisor found liable for client’s $2M loss

The ex-advisor recommended an investment in his own company, which failed

By James Langton |November 26, 2019

2 min read

Banking giant hit with record fine for reporting failures

Industry

Banking giant hit with record fine for reporting failures

Citigroup has agreed to pay £43.9 million to resolve allegations that it failed to accurately report its capital and liquidity positions to U.K. regulators

By James Langton |November 26, 2019

1 min read

New digital platform for advisors aims to cut admin time in half

Industry

New digital platform for advisors aims to cut admin time in half

Pascal Financial says its wealth management software results in “bulletproof” compliance

By Staff |November 26, 2019

1 min read