Industry News

Industry

With big data comes big responsibilities: report

The European Banking Authority says that tech-driven innovations in the banking sector must be ethical and accountable

By James Langton |January 13, 2020

1 min read

Industry

Ontario regulator issues proposed guidance on handling troubled DB plans

The FSRA has outlined its approach to supervising plans with solvency concerns

By James Langton |January 13, 2020

1 min read

Industry

Sterling Mutuals moves to new digital wealth platform

The AI-powered platform from Pascal Financial launches this quarter

By Maddie Johnson |January 13, 2020

1 min read

Industry

ESG will be top of mind for CEOs in 2020: report

MSCI predicts that more financial institutions will be issuing loans based on companies’ ESG performance in the year ahead

By James Langton |January 13, 2020

2 min read

Industry

Exchange seeks to guard against excess volatility

The MX will debut new trading controls later this month aimed at reducing short-term volatility during early-morning trading

By James Langton |January 10, 2020

1 min read

Industry

Retail investors face liquidity risks in alt funds, European regulator says

Alternative fund categories with the highest proportion of retail investors are especially vulnerable

By James Langton |January 10, 2020

2 min read

Industry

Lisa Raitt joins CIBC Capital Markets team

The former MP will focus on developing senior-level client relationships as vice-chair of global investment banking

By The Canadian Press |January 10, 2020

1 min read

Industry

Eccleston steps down from TMX Group

The CEO is retiring early following allegations of inappropriate behaviour at a previous job

By The Canadian Press |January 10, 2020

1 min read

Industry

Best interest rules incoming for U.S. firms

After June 30 implementation, FINRA will start reviewing firms' best interest compliance

By James Langton |January 9, 2020

1 min read

Industry

Class action against two brokerages to proceed

Earlier decision to deny certification was a mistake, Ontario court rules

By James Langton |January 9, 2020

2 min read

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