Industry News

Industry

MFDA panel fines, bans rep

Allegations include improper personal financial dealings and misleading investigators

By James Langton |January 16, 2020

1 min read

Economic Indicators

HELOC borrowing drops in November

Home equity lines of credit haven't rebounded with the housing market, a Scotiabank report says

By Staff |January 16, 2020

1 min read

Industry

New CSA guidance tackles crypto trading

The regulator has clarified when crypto trading is subject to securities law

By James Langton |January 16, 2020

2 min read

Industry

The unexpected realities of retirement

Things don’t always turn out as planned, according to a national survey

By Maddie Johnson |January 16, 2020

2 min read

Industry

New initiative aims to future-proof the U.S. dollar

The Digital Dollar Project will explore tokenizing the U.S. currency

By James Langton |January 16, 2020

1 min read

Industry

IOSCO makes UTC recommendation official

The global group of securities regulators is calling on firms to synchronize their watches

By James Langton |January 16, 2020

1 min read

Industry

New acquisition boosts Harbourfront’s private wealth business

Harbourfront Wealth Management has struck a deal to acquire Vertex One’s private wealth division

By Greg Dalgetty |January 15, 2020

1 min read

Industry

Agora launches platform for serving small accounts

The new platform offers a range of model portfolios for clients with average account sizes

By Maddie Johnson |January 15, 2020

1 min read

Industry

IIROC fines advisor $60K for due diligence failures

The advisor's client was mentally incapacitated, and her son made unauthorized trades in her account

By Staff |January 15, 2020

2 min read

Industry

The coal sector could be in for a rough ride

Moody’s predicts increasing demand for sustainable investments will make it hard for coal companies to access capital

January 15, 2020

1 min read

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