Industry News

Industry

Big Six banks missing the mark on hiring people with disabilities

Government data shows financial sector is also falling short on gender and Indigenous pay gaps

By Jonathan Got |February 6, 2024

3 min read

Regulation

U.S. investor advocates take aim at RIA arbitration

Firms use forced arbitration to discourage clients from pursuing complaints

By James Langton |February 2, 2024

3 min read

Industry

Industry moves this week

New firm Delisle Advisory Group named a COO, plus more executive and advisor shifts

By Katie Keir |February 2, 2024

3 min read

Regulation

BigTechs’ foray into financials draws scrutiny

European regulators worry about oversight weaknesses

By James Langton |February 2, 2024

2 min read

Regulation

Letter: Rules don’t stop bad actors

A reader writes that overzealous regulation can have unintended consequences

February 2, 2024

2 min read

Industry

FundGrade A+ awards go to 65 fundcos

Awards are based on risk-adjusted performance history going back as far as 10 years

By Staff |February 2, 2024

1 min read

Industry

Guardian Capital to acquire U.S. investment manager

Acquisition of Sterling Capital Management will almost triple Guardian's AUM

By Melissa Shin |February 2, 2024

2 min read

Industry

AIMCo sets up $1B fund to invest in energy transition opportunities

The investment manager says the money represents new capital

By The Canadian Press |February 1, 2024

1 min read

Regulation

Federal banking regulator sets final guidelines around integrity and security

Guidelines from OSFI come after the feds expanded the regulator’s mandate last June to cover those areas

By The Canadian Press |January 31, 2024

2 min read

Regulation

Rep banned after misappropriating money from client

SRO panel found the rep opened banking products, including a line of credit, in the client's name

By James Langton |January 30, 2024

2 min read

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