Industry News

Regulation

FCA revs up its anti-hype machine

Regulator reports rise in scam alerts, misleading promos

By James Langton |February 14, 2024

1 min read

Industry

Power Corp. hires veteran Scotiabank executive Jake Lawrence

Former head of Scotiabank's wholesale banking and capital markets business replaces Gregory Tretiak at Power Corp. as of March 18

By The Canadian Press |February 14, 2024

1 min read

Industry

Winners of Les conseillers à l’honneur! announced

Conseiller names the recipients of fifth annual awards

By Staff |February 14, 2024

1 min read

Regulation

TD settles sales practices class action

Bank to pay $22 million while denying fund manager's allegations

By James Langton |February 13, 2024

2 min read

Industry

SeeWhy Learning sues Advocis over non-payment of study materials

The national financial advisors association alleges it was overcharged

By Michelle Schriver |February 13, 2024

4 min read

Regulation

Treasury proposes new anti-money laundering regulations for U.S. investment advisers

New rules would require advisers to file reports with the government when they suspect clients of suspicious activity

By Fatima Hussein, The Associated Press |February 13, 2024

2 min read

Industry

CPA Canada cuts 20% of workforce ahead of split with Ontario and Quebec

The organization had about 400 employees across the country before the cuts

By The Canadian Press |February 12, 2024

2 min read

Industry

Globalive’s Lacavera says deal in place to acquire Wealth One Bank of Canada

Wind Mobile founder sees acquisition as opportunity to provide more choice in banking services

By The Canadian Press |February 9, 2024

1 min read

Regulation

SRO must hand out sanctions before appeal

MSC rules it's premature to hear an appeal until SRO case completed

By James Langton |February 9, 2024

2 min read

Regulation

U.S. Supreme Court upholds whistleblower protections

Analyst was fired after claiming traders tried to influence research

By James Langton |February 9, 2024

2 min read

← Previous 1 … 21 22 23 24 25 … 2,188 Next →