Industry News

Scotia signs referral deal with dentist group CDSPI

Industry

Scotia signs referral deal with dentist group CDSPI

Bank announces five-year agreement with provider of insurance and financial advice to dentists

By Rudy Mezzetta |April 27, 2022

1 min read

Investor Bill Hwang, once worth billions, indicted on fraud

Industry

Investor Bill Hwang, once worth billions, indicted on fraud

Defence lawyer maintains Hwang is innocent; SEC alleges manipulative trading

By Larry Neumeister, The Associated Press |April 27, 2022

3 min read

As CFRs loom, some still struggle with CRM2

Industry

As CFRs loom, some still struggle with CRM2

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

By James Langton |April 27, 2022

3 min read

Ontario’s regulators set their agendas

Industry

Ontario’s regulators set their agendas

Advisor titles remain a concern for provincial securities authorities

By James Langton |April 26, 2022

2 min read