News and resources for Canada's top financial advisors
Industry
Maria Jose Flores was named the firm's president on May 3 and remains chief compliance officer
By Daniel Calabretta |May 5, 2022
2 min read
High-profile hires have helped to erode some of the stigma around the space
By Ian Bickis, Canadian Press |May 4, 2022
4 min read
Meghan Meger and Geoff Newton will take over as co-heads of BMO Private Wealth in Canada next month
By Katie Keir |May 4, 2022
A tech worker from Idaho has been accused of securities fraud for allegedly trading ahead of the release of stock recommendations from the Motley Fool investment service. The U.S. attorney’s office for the Southern District of New York charged David Stone, 36, with one charge of securities fraud, for allegedly front running stock tips before […]
By James Langton |May 4, 2022
The Canadian Securities Institute is the latest approved credentialing body for Ontario financial planners
By Staff |May 4, 2022
1 min read
Only 17% of Canadians said they're likely to invest in cryptoassets as a short-term investment
By The Canadian Press |May 3, 2022
The regulator added 20 staffers to its crypto enforcement team
By James Langton |May 3, 2022
Firm violated B.C. law when it raised funds from Taiwanese investors, panel found
By James Langton |May 2, 2022
The "hybrid" regulation of ETFs makes it impossible to bring a class action for misrepresentation, court finds
The Crown corporation also introduced changes for deposits held in trust or placed through financial advisors
By Staff |May 2, 2022
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