Industry News

Hahn appointed subadvisor to three Jov Funds

JovFinancial Solutions Inc. has announced Hahn Investment Stewards & Company will assume the sub-advisory role for three of its funds, effective April 1, 2011. “Hahn has one of the longest track records in the world managing ETF-only global portfolios,” said Grant Rush, president of JFSI. “With their demonstrated knowledge and experience, we expect our partnership […]

By Staff |March 30, 2011

1 min read

MFDA issues reasons for decision against Smith

A hearing panel of the MFDA’s Central Regional Council has issued Reasons for Decision in connection with the disciplinary hearing held in Toronto, Ontario on February 8, 2011 in the matter of Stephen Arnold Smith. Click here to read a copy of the hearing panel’s Reasons for Decision.

By Staff |March 30, 2011

1 min read

Canadian Capital launches today

The boomer generation made a huge impact on the Canadian economy, not just because of its size, but because of its entrepreneurial spirit. As boomers head into retirement, they need help in succession planning and many don’t know where to start. To fill that gap, Rogers Publishing has launched Canadian Capital and Capitalmagazine.ca, which shows […]

By Staff |March 30, 2011

3 min read

Regulators team up on The List

Canada’s regulators have teamed up to launch an expanded list of advisors who have faced disciplinary actions. The CSA has hosted a Disciplined Persons List on its website since 2009, tracking discipline meted out by provincial securities regulators. The list has now been expanded to include advisors disciplined by IIROC or the MFDA, dating back […]

By Staff |March 29, 2011

1 min read