Industry News

Industry

Bank regulators resist joining climate fight

Using capital rules to combat global warming could hamper Europe's energy crisis response, Fitch says

By James Langton |September 21, 2022

2 min read

Industry

TD forms carbon advisory unit

Services include carbon offset advice

By Staff |September 21, 2022

1 min read

Industry

Paid social media posts result in BCSC sanctions

Earlier this year, the regulator settled with other clients of the same marketing firm for similar allegations

By James Langton |September 20, 2022

2 min read

Industry

Financial pressure mounting for Canadians, study shows

Rising prices are cutting into retirement contributions

By Staff, with files from The Canadian Press |September 20, 2022

2 min read

Industry

Morgan Stanley client info on auctioned devices: SEC

The firm agreed to pay US$35 million to settle privacy violation allegations

By James Langton |September 20, 2022

2 min read

Industry

Regulators aim to help brokers on leave stay qualified

Model rules allow brokers to use continuing education to maintain status

By James Langton |September 20, 2022

1 min read

Industry

Nasdaq launches crypto custody service

The digital assets service responds to demand from institutional investors, the company said

By Daniel Calabretta |September 20, 2022

2 min read

Industry

For fund benchmarks, two or none is better than one

U.S. research finds that benchmarks matter in fund performance reporting

By James Langton |September 19, 2022

2 min read

Industry

Canadian banks look to newcomers as key source of client growth

Banks are building trust by becoming general resources for clients

By Ian Bickis, Canadian Press |September 19, 2022

4 min read

Industry

Rep sanctioned after ignoring clients’ red flags

Disregarding signs of suspicious trading amounts to failed gatekeeper responsibilities, settlement says

By James Langton |September 19, 2022

2 min read

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