Industry News

Industry

IT guy admits to insider trading hack

Insider trading ahead of Motley Fool stock picks netted millions in illegal profits

By James Langton |September 23, 2022

1 min read

Industry

OSC to examine audit firms

Inquiry follows exam cheating scandal, other auditor misconduct

By Staff |September 23, 2022

2 min read

Industry

Dealers to vote Sept. 29 on fate of new SRO

Breaking down the issues as IIROC and MFDA firms prepare to have their say on the proposed merger

By James Langton |September 23, 2022

4 min read

Industry

Industry moves this week

From leadership restructuring to the creation of a new role, it's a busy start to the fall

By Katie Keir |September 22, 2022

3 min read

Industry

What’s new from fund manufacturers

New products offer income from options trading, dividends from utilities, one-stop shopping for liquid alts

By Greg Meckbach |September 22, 2022

2 min read

Industry

Advocacy groups slam Ontario on advisor education

Groups laud Saskatchewan's interest in higher standards

By Staff |September 22, 2022

2 min read

Industry

CSA reviewing distribution arrangements for proprietary funds

Mutual fund sales practices face fresh scrutiny

By James Langton |September 22, 2022

2 min read

Industry

A long way to go to insurers’ net zero

Report highlights size of portfolio decarbonization challenge

By James Langton |September 22, 2022

2 min read

Industry

Planned insider trades can still be illegal: SEC

Tech execs established insider selling plan knowing bad news was coming, regulator said

By James Langton |September 21, 2022

2 min read

Industry

NASAA touts U.S. state enforcement efforts

Local regulators opened thousands of investigations, handed down millions in sanctions

By James Langton |September 21, 2022

2 min read

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