Industry News

Industry moves this week

Industry moves this week

New appointments at National Bank of Canada, Foresters Financial and Sagicor

By Katie Keir |March 3, 2023

2 min read

BCSC imposes sanctions on Ponzi promoters

BCSC imposes sanctions on Ponzi promoters

U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said

By James Langton |March 2, 2023

2 min read

TMX plans new Alpha market

TMX plans new Alpha market

Innovation-focused order books slated for launch in September

By James Langton |March 2, 2023

2 min read

TD Bank Group reports $1.58B profit in Q1, down from year ago

TD Bank Group reports $1.58B profit in Q1, down from year ago

The quarter included a $1.6-billion charge to settle a lawsuit

By Staff, with files from The Canadian Press |March 2, 2023

2 min read

Remind clients to declare side-hustle income

Remind clients to declare side-hustle income

Half of Canadians with gig jobs would risk not reporting their full earnings to CRA

By Staff |March 2, 2023

3 min read

TD takeover of First Horizon in doubt as it looks to extend close again

TD takeover of First Horizon in doubt as it looks to extend close again

Extension increases risk of deal not being completed: Barclays analyst

By Ian Bickis, Canadian Press |March 1, 2023

2 min read

Banned rep allowed to keep inheritance

Banned rep allowed to keep inheritance

Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law

By James Langton |March 1, 2023

3 min read

National Bank reports $881M Q1 profit, down from $930M a year earlier

National Bank reports $881M Q1 profit, down from $930M a year earlier

Revenue in wealth management was up 8%

By The Canadian Press and Staff |March 1, 2023

2 min read

RBC reports Q1 profit down as expenses, provisions for credit losses rise

RBC reports Q1 profit down as expenses, provisions for credit losses rise

Rising interest rates drive increase in wealth management revenue

By Staff, with files from The Canadian Press |March 1, 2023

3 min read

Ex-rep faces $2.5-million fine, ban for misappropriation

Ex-rep faces $2.5-million fine, ban for misappropriation

SRO panel delayed its decision pending proof of repayment that never came

By James Langton |February 28, 2023

2 min read

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