Industry News

BMO Financial Group signs deal to buy Air Miles loyalty rewards program

BMO Financial Group signs deal to buy Air Miles loyalty rewards program

Proposed acquisition part of Loyalty Ventures bankruptcy court process in Canada

By The Canadian Press |March 10, 2023

2 min read

SEC sanctions Canadian firm in stock sale scheme

SEC sanctions Canadian firm in stock sale scheme

U.S. regulator alleged micro-cap CEO dumped shares on unsuspecting investors

By James Langton |March 9, 2023

2 min read

BCSC sanctions company over illegal distribution

BCSC sanctions company over illegal distribution

Company sold shares to a vulnerable investor without a prospectus or exemption

By James Langton |March 9, 2023

2 min read

Industry moves this week

Industry moves this week

A team of former MD Financial advisors has emerged at Richardson Wealth

By Katie Keir |March 9, 2023

2 min read

Wanted: More whistleblowers, bigger awards

Wanted: More whistleblowers, bigger awards

OSC touts success of tip line, hopes to expand its reach

By James Langton |March 9, 2023

2 min read

New SRO panel rejects proposed settlement

New SRO panel rejects proposed settlement

The case can either proceed to a contested hearing or the two sides may seek a new deal

By James Langton |March 8, 2023

2 min read

Credit unions beating big banks when it comes to women in executive roles: report

Credit unions beating big banks when it comes to women in executive roles: report

The report said the pipeline of female talent seems to shrink going up the ranks

By Rosa Saba, The Canadian Press |March 8, 2023

3 min read

Decorative pattern

Large Canaccord shareholder moves to oust directors opposed to takeover bid

The shareholder is pushing for board changes by May 10 and nominated two directors

By Mark Burgess |March 8, 2023

2 min read

Echelon Wealth to merge with PI Financial

Echelon Wealth to merge with PI Financial

The firms are looking to add scale and grow their wealth management business

By Staff |March 7, 2023

1 min read

As interest rates rise, lifecos’ strong profits continue

As interest rates rise, lifecos’ strong profits continue

The Big Four Canadian life insurers reported near-record profits for 2022, DBRS says

By James Langton |March 7, 2023

2 min read

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