Industry

Industry moves this week

A variety of announcements were made

By Katie Keir and Maddie Johnson |December 22, 2022

1 min read

Industry

FTX founder Bankman-Fried makes first U.S. court appearance

The cryptocurrency entrepreneur was allowed $250-million bond and house arrest

By Larry Neumeister, The Associated Press |December 22, 2022

3 min read

Industry

Scotia sanctioned for supervisory snafus after multiple reps fired

The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers

By James Langton |December 22, 2022

3 min read

Industry

Green labelling for funds a fine balance: ESMA

Criteria need to be strict enough to be credible, without being too tough for fund managers

By James Langton |December 21, 2022

2 min read

Industry

Younger Canadians taking more speculative approach to investing, report finds

Many investors under 35 are being drawn to zero-commission online brokerages

By Mark Burgess |December 21, 2022

3 min read

Industry

CWB Wealth seeks to win business-owner clients

The bank hopes the recent merger of its private wealth firms will allow them to stand out in a crowded marketplace

By Rudy Mezzetta |December 21, 2022

3 min read

Industry

Assets rebound but mutual fund redemptions persist

ETF sales climbed while mutual fund redemptions were steady, IFIC reported

By Staff |December 20, 2022

1 min read

Industry

Wells Fargo to pay US$3.7 billion in restitution, penalties

Bank sanctioned over misconduct in auto lending and banking

By James Langton |December 20, 2022

2 min read

Industry

FTX founder agrees to extradition to U.S., attorney says

Bahamian authorities arrested Bankman-Fried last Monday at the request of the U.S. government

By The Associated Press |December 19, 2022

3 min read

Industry

SEC discretion nets tipster US$37M award

Regulator set aside timing requirements and ordered award for anonymous tips

By Staff |December 19, 2022

2 min read

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