News and resources for Canada's top financial advisors
Industry
Fines levied against reps last year soared to $7.9 million from $938,000 in 2021
By James Langton |January 4, 2023
2 min read
Deal with New York regulator addresses crypto platform's compliance failings
By Staff |January 4, 2023
Bank expects to record $850-million after-tax provision in Q1
By The Canadian Press |January 4, 2023
1 min read
A tentative trial date of Oct. 2 has been set
By Larry Neumeister, The Associated Press |January 3, 2023
Lawsuit claims advisors' payouts didn't include mandated vacation pay
By James Langton |January 3, 2023
3 min read
The new agency has a website but its name will come later
Most of the money CEOs made was not from their salary, but from variable compensation
By Rosa Saba, The Canadian Press |January 3, 2023
Fees charged to certain accounts didn't match fee agreements
By Staff |December 22, 2022
The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023
By Michelle Schriver |December 22, 2022
Purpose is first in Canada with single-stock ETFs, while CIBC launched new Canadian depositary receipts
By Greg Meckbach |December 22, 2022
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