Industry

Retail investors face liquidity risks in alt funds, European regulator says

Alternative fund categories with the highest proportion of retail investors are especially vulnerable

By James Langton |January 10, 2020

2 min read

Lisa Raitt joins CIBC Capital Markets team

The former MP will focus on developing senior-level client relationships as vice-chair of global investment banking

By The Canadian Press |January 10, 2020

1 min read

Eccleston steps down from TMX Group

The CEO is retiring early following allegations of inappropriate behaviour at a previous job

By The Canadian Press |January 10, 2020

1 min read

Best interest rules incoming for U.S. firms

After June 30 implementation, FINRA will start reviewing firms' best interest compliance

By James Langton |January 9, 2020

1 min read