Industry

IOSCO makes UTC recommendation official

The global group of securities regulators is calling on firms to synchronize their watches

By James Langton |January 16, 2020

1 min read

New acquisition boosts Harbourfront’s private wealth business

Harbourfront Wealth Management has struck a deal to acquire Vertex One’s private wealth division

By Greg Dalgetty |January 15, 2020

1 min read

Agora launches platform for serving small accounts

The new platform offers a range of model portfolios for clients with average account sizes

By Maddie Johnson |January 15, 2020

1 min read

IIROC fines advisor $60K for due diligence failures

The advisor's client was mentally incapacitated, and her son made unauthorized trades in her account

By Staff |January 15, 2020

2 min read