News and resources for Canada's top financial advisors
Industry
Former Scotia Capital rep sanctioned in settlement with CIRO
By James Langton |July 26, 2023
1 min read
Casino closures during the pandemic forced illicit activity into different spaces
2 min read
His departure, effective July 31, has kickstarted other executive shifts
By Katie Keir |July 26, 2023
The organization is calling on regulators around the world to consider adopting the standards
By James Langton |July 25, 2023
Statistics Canada data shows the average loss from fraud was about $5,000
By Staff |July 24, 2023
Firm admitted to serving retail investors before SRO approvals, systems in place
By James Langton |July 24, 2023
A surge in female branch managers could help address industry stigma
The transition will be finalized as of Jan. 1, 2024
By Katie Keir |July 24, 2023
Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff
By James Langton |July 21, 2023
The industry is still waiting for certain forms needed to administer the new plans
By Rudy Mezzetta |July 21, 2023
4 min read
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