News and resources for Canada's top financial advisors
Industry
SRO to expand former MFDA project to all dealers in 2024
By James Langton |August 4, 2023
1 min read
OSC sought fine but court ordered a suspended sentence
2 min read
The firm's latest earnings showed client assets growing in its wealth management division
By Mark Burgess |August 4, 2023
Wellington-Altus changes take shape, plus other industry announcements
By Katie Keir |August 4, 2023
Pair of new trading books, order types to launch Oct. 23
August 3, 2023
Jeffrey Schmid replaces Esther George, who retired in January
By Christopher Rugaber, The Associated Press |August 2, 2023
The CSA and CIRO will consider such awards a compliance issue
By James Langton |August 1, 2023
B.C. court says case meets criteria and allows plaintiff to revise claim
Much of the portfolio is focused on the technology and life science sectors
By The Canadian Press |August 1, 2023
Toronto-based firm sold 20% stake in U.S. business in May
By Rudy Mezzetta |August 1, 2023
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