Industry

CSA takes third crack at derivatives conduct rules

Proposals aim to address issues exposed in financial crisis, scandals

By James Langton |January 20, 2022

3 min read

Advisors overestimate their RI knowledge

According to a new RIA survey, nearly all respondents could not correctly identify three true statements out of 10 about responsible investing

By Daniel Calabretta |January 20, 2022

2 min read

OSC appoints six new commissioners

New appointees have banking, regulatory and behavioural finance expertise

By James Langton |January 19, 2022

2 min read

CSA issues ESG disclosure guidance for investment funds

The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

By James Langton |January 19, 2022

3 min read