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The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure
By James Langton |January 21, 2022
1 min read
Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April
2 min read
The CSA is seeking six industry directors and eight independent directors for the board
Ontario court rejects claim that victim misled company about his past
By James Langton |January 20, 2022
3 min read
Competition pays dividends for banking customers, U.K. regulator finds
European regulators will focus on fund managers that invest in illiquid assets
Firm violated SEC and SRO rules, including analyst disclosure requirements
Mandates include risk-managed income and social responsibility
By Staff |January 20, 2022
Banks or payment firms would create accounts or digital wallets, the report said
By Christopher Rugaber, The Associated Press |January 20, 2022
4 min read
Tech savvy to overtake branding as an industry strength
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