Home Breadcrumb caret Industry News Breadcrumb caret Industry Breadcrumb caret Planning and Advice Breadcrumb caret Practice IIROC report highlights upcoming proposals IIROC has published a new policy priorities report. By Staff | August 29, 2013 | Last updated on August 29, 2013 1 min read The Investment Industry Regulatory Organization of Canada has published an updated policy priorities report. The report outlines initiatives that are in the implementation phase, as well as those that will be released for comment over the next year. The commission says the list of proposals will help dealer members better prepare for rules and process changes. “We have developed this report to ensure…our policy agenda is fully transparent to our stakeholders, and that market participants are aware of what’s on the [regulatory] horizon,” says IIROC president and CEO Susan Wolburgh Jenah. The report will be updated on a quarterly basis. Read: Are you compliant? 9 tips from the OSC Compliance costs cut into client services Many firms not ready for regulatory changes How to survive regulatory audits Staff The staff of Advisor.ca have been covering news for financial advisors since 1998. Save Stroke 1 Print Group 8 Share LI logo