Practice

Millennials likelier to support smaller, tech-savvy charities

But smaller, local charities rate poorly in their use of technology

By Staff |October 12, 2016

1 min read

Suspension upheld for advisor who sold off-book investments

The OSC found that in 2006 and 2007, she recommend and facilitated off-book investments for her clients without her employer's knowledge or approval.

By Staff |October 12, 2016

2 min read

Tap new client pools to make your mark

A young advisor Brandon explains how caters to a niche audience

By Katie Keir |October 7, 2016

3 min read

How to attend a client’s wedding

You’ve watched from afar as your client’s children grew up. Now, the client’s eldest son is getting married. You’re invited to the wedding—a white-tie affair at a five-star hotel. Here’s how to fête the happy couple without a fret. Though the invite may have come as a surprise, you should attend, says Todd Peters of […]

By Jessica Bruno |October 7, 2016

6 min read