News and resources for Canada's top financial advisors
Industry
OSC decision to deny access to investors’ identities upheld
By James Langton |July 7, 2023
3 min read
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
2 min read
No more pencils, no more books: the self-regulatory organization proposes to focus on exams instead
After a volatile year in markets, more clients say they're willing to work with multiple providers
By Maddie Johnson |July 6, 2023
Issuance weakest since 1995 as IPOs, structured products and preferred issues were all scarce
By James Langton |July 6, 2023
Yves Ouellet to succeed Louis Morisset on Aug. 21
By Staff |July 6, 2023
1 min read
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
Divisional Court upholds tribunal's analysis in OSC enforcement action
By James Langton |July 5, 2023
The regulator said those who use titles require more time to comply with the framework
By Staff |July 5, 2023
The US$4.3-billion deal is expected to close in the first half of 2024
By The Canadian Press |July 5, 2023
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