Industry News

Regulators heed plea to push back trade-matching deadline

Regulators heed plea to push back trade-matching deadline

CSA ruling helps T+1 push, industry says

By Staff |August 11, 2023

2 min read

Decorative pattern

Lifecos see mixed earnings in latest quarter

Rising interest rates led to drops in net income for Great-West Lifeco and Sun Life

By Staff |August 11, 2023

2 min read

Decorative pattern

FSRA details oversight for planner and advisor titles

Regulator sets supervisory priorities for credential providers

By James Langton |August 10, 2023

2 min read

Decorative pattern

CI Financial buys Montreal-based wealth manager Coriel Capital

The acquisition adds to CI's ultra-high-net-worth business

By Rudy Mezzetta |August 10, 2023

3 min read

CSA to examine ETF sector

CSA to examine ETF sector

The review will determine whether reforms are needed in the fast-growing market

By James Langton |August 10, 2023

1 min read

Decorative pattern

CPP Investments posts net loss in latest quarter

The fund posted a negative return of 0.8% for the quarter ended June 30

By Staff |August 10, 2023

1 min read

Brookfield Asset Management aims to raise US$150B this year

Brookfield Asset Management aims to raise US$150B this year

The firm said it has raised US$37 billion this year despite a slowdown in the alternative sector

By The Canadian Press |August 9, 2023

1 min read

Decorative pattern

Amid rising stress, Moody’s downgrades U.S. banks

Funding, capital strains and real estate risks underpinned the rating actions

By James Langton |August 8, 2023

2 min read

Decorative pattern

BMO, Wall Street firms sanctioned for app violations

Regulators fined firms a total US$549 million for record-keeping failures

By James Langton |August 8, 2023

2 min read

CIRO plans industry-wide client research project

CIRO plans industry-wide client research project

SRO to expand former MFDA project to all dealers in 2024

By James Langton |August 4, 2023

1 min read

← Previous 1 … 61 62 63 64 65 … 2,188 Next →