Industry News

OSC wants to see better advice from banks

OSC wants to see better advice from banks

The regulator also wants to toughen enforcement and focus more on DIY investors

By James Langton |May 3, 2024

3 min read

FSRA chief tapped for Ontario Energy Board

FSRA chief tapped for Ontario Energy Board

Proposed appointment still needs to be confirmed by legislative committee

By James Langton |May 3, 2024

1 min read

TD penalties expected to be higher on alleged money laundering link: analyst

TD penalties expected to be higher on alleged money laundering link: analyst

Bank says it's working to strengthen its anti-money laundering program

By Ian Bickis, Canadian Press |May 3, 2024

2 min read

Misleading disclosure wasn’t material, BCSC panel finds

Misleading disclosure wasn’t material, BCSC panel finds

Misrepresentation allegations against pharma company and CEO dismissed

By James Langton |May 2, 2024

2 min read

Desjardins using CapIntel Correlate for client education, CFR help

Desjardins using CapIntel Correlate for client education, CFR help

Also, BDO releases AI for wealth management

By Jonathan Got |May 2, 2024

2 min read

TD hit with $9.2M penalty after failing to report suspicious transactions

TD hit with $9.2M penalty after failing to report suspicious transactions

The penalty is for five violations during a review between March 2022 and March 2023: Fintrac

By Ian Bickis, Canadian Press |May 2, 2024

2 min read

Great-West Lifeco reports $960 million net earnings in Q1

Great-West Lifeco reports $960 million net earnings in Q1

GWL's AUM dips below $1 trillion after Putnam sale

By Staff, with files from The Canadian Press |May 2, 2024

1 min read

Delay for OSC’s Bridging hearing denied

Delay for OSC’s Bridging hearing denied

Tribunal refused to pause its proceedings while lawyers try to get paid

By James Langton |May 1, 2024

2 min read

Binance founder sentenced to 4 months

Binance founder sentenced to 4 months

Changpeng Zhao jailed for allowing rampant money laundering on the platform

By Gene Johnson, The Associated Press |May 1, 2024

4 min read

TD takes US$450M provision related to anti-money laundering inquiry

TD takes US$450M provision related to anti-money laundering inquiry

Bank's chief executive acknowledged that the investigation has weighed on TD's share price

By The Canadian Press |May 1, 2024

1 min read

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