Industry News

CIBC’s Dodig made $10 million in 2018

CIBC’s Dodig made $10 million in 2018

CIBC is last Big Six bank to release its proxy circular

By Melissa Shin |March 13, 2019

2 min read

Brookfield reaches agreement to acquire 62% of Oaktree Capital

Brookfield reaches agreement to acquire 62% of Oaktree Capital

The two companies together will have approximately $475 billion of assets under management

By Staff |March 13, 2019

1 min read

Majority of Canadians prefer online banking: CBA survey

Majority of Canadians prefer online banking: CBA survey

Nearly nine in 10 Canadians used online banking in the past year

By Staff |March 13, 2019

1 min read

Survey finds 20% of Canadians will need to liquidate assets to pay off debt

Survey finds 20% of Canadians will need to liquidate assets to pay off debt

Two-thirds of Canadians anticipate taking on more debt in 2019

By Staff |March 13, 2019

1 min read

Decorative pattern

Regulators looking at how internalization impacts equity markets

The CSA and IIROC are seeking comments on their joint paper by May 13

By Staff |March 12, 2019

2 min read

Australian regulator slams banks for slow reviews of possible misconduct

Australian regulator slams banks for slow reviews of possible misconduct

ASIC hopes for new enforcement powers to speed up remediation efforts

By Staff |March 12, 2019

2 min read

Firms settle with SEC over undisclosed mutual fund trailer fees

Firms settle with SEC over undisclosed mutual fund trailer fees

Almost 80 firms admitted to violating securities rules

By Staff |March 11, 2019

2 min read

Lawyer agrees to settlement with ASC over alleged securities violation

Lawyer agrees to settlement with ASC over alleged securities violation

The lawyer failed to identify that a former client was allegedly engaging in a market manipulation

By Staff |March 11, 2019

2 min read

B.C. regulator permanently bans three people over pump-and-dump scheme

B.C. regulator permanently bans three people over pump-and-dump scheme

The BCSC also handed out $17.4 million in fines and sanctioned a Swiss firm

By Staff |March 11, 2019

2 min read

Bitcoin-based CFD firm sanctioned by U.S. court

Bitcoin-based CFD firm sanctioned by U.S. court

Regulator orders almost US$1 million in sanctions, disgorgement and restitution

By Staff |March 11, 2019

1 min read

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