Industry News

Regulation

CSA increased bans, fines in latest fiscal year

Regulators' year in review also detailed crypto oversight, CFR sweep

By Staff |September 7, 2023

2 min read

Regulation

Top Swiss regulator steps down

CEO cites stress, health in decision to resign from post

By James Langton |September 6, 2023

1 min read

Industry

ECB favours faster path to net zero

Higher upfront cost reduces long-term risks for economy, banks

By James Langton |September 6, 2023

2 min read

Industry

U.S. brokers need work on best interest compliance

Firms make token effort to raise standards, cling to suitability, NASAA finds

By James Langton |September 5, 2023

2 min read

Regulation

B.C. couple charged in Ponzi scheme

Long-running venture took in millions from investors, police allege

By James Langton |September 5, 2023

1 min read

Regulation

SEC sanctions private equity manager over non-disclosure

Firm failed to reveal conflicted fee payments, regulator charged

By James Langton |September 5, 2023

1 min read

Industry

Manulife veteran to lead iA Clarington Investments

Plus, new leadership at Women in Capital Markets and a new executive at Horizons

By Katie Keir |September 5, 2023

4 min read

Industry

CRA extends deadlines for taxpayers affected by wildfires

Relief of penalties and interest may also be available to affected people and businesses

By Staff |September 1, 2023

1 min read

Industry

RBC’s takeover of HSBC Canada approved by Competition Bureau

Nonetheless, the bureau found evidence of several instances when HSBC Canada’s lineup had influenced RBC’s offerings

By Melissa Shin |September 1, 2023

3 min read

Industry

Regulators extend exemptions for discount brokers to comply with trailer ban

The exemptions were previously slated to end on Nov. 30

By Michelle Schriver |August 31, 2023

2 min read

← Previous 1 … 56 57 58 59 60 … 2,188 Next →