Industry News

Client satisfaction with investment firms falls: survey

Client satisfaction with investment firms falls: survey

Find out what respondents said about their advisors

By Staff |April 15, 2019

2 min read

Stewart Bennett named global head of alternatives at BMO GAM

Stewart Bennett named global head of alternatives at BMO GAM

Bennett brings 25 years of experience to the role

By Staff |April 15, 2019

1 min read

Financial sector could gain from cybersecurity standards: Moody’s

Financial sector could gain from cybersecurity standards: Moody’s

Cross-border legislative efforts in Europe "are credit positive," a report says

By Staff |April 15, 2019

2 min read

TD survey finds Canadians aren’t comfortable with self-directed investing

TD survey finds Canadians aren’t comfortable with self-directed investing

Only one in 10 feels ‘very comfortable’ going it alone

By Staff |April 15, 2019

1 min read

RCMP charges former fund dealer with fraud

RCMP charges former fund dealer with fraud

The dealer was permanently banned by the MFDA in 2016

By Staff |April 15, 2019

1 min read

MFDA bans and fines former rep $50K for falsifying client initials

MFDA bans and fines former rep $50K for falsifying client initials

Failure to cooperate with the investigation was an aggravating factor

By Staff |April 15, 2019

2 min read

Decorative pattern

TSX to launch regulatory sandbox

The sandbox will enable listings by companies that might not otherwise qualify

By Staff |April 12, 2019

1 min read

Decorative pattern

Canopy becomes first pot stock to join S&P/TSX 60 index, replacing Goldcorp

Goldcorp will be delisted once its merger with Newmont Mining Corp. is complete

By The Canadian Press |April 12, 2019

1 min read

Province’s plan to regulate planner and advisor titles gets thumbs-up from industry

Province’s plan to regulate planner and advisor titles gets thumbs-up from industry

Ontario has yet to say what credentials the titles would require

By James Langton |April 12, 2019

3 min read

Ontario budget aims to regulate planner and advisor titles

Ontario budget aims to regulate planner and advisor titles

Province plans to introduce some form of proficiency requirement

By James Langton |April 11, 2019

2 min read

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