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The settlement involves a $300,000 payout and multi-year bans
By Staff |May 21, 2019
1 min read
The firm appointed VP corporate development John Varnell as interim CFO
The deal for RPM Technologies is valued at approximately US$300 million
The scheme raised US$30 million from more than 300 investors in the U.S. and Canada
The shares represent approximately a 7.1% stake in the specialty food company
By The Canadian Press |May 21, 2019
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
By Staff |May 17, 2019
2 min read
Changes include fee reductions and tiers
The reduced reporting deadline for debt transactions won't take effect until April
Rob Djurfeldt is no longer with the firm
By Rudy Mezzetta |May 16, 2019
Suitability issues remain the top complaint
By James Langton |May 16, 2019
3 min read
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