Industry News

Former planner ordered to pay more than $3 million

Former planner ordered to pay more than $3 million

The ASC also ordered a permanent ban over the fraudulent investment scheme

By Staff |June 27, 2019

2 min read

Not enough diversity in private capital industry, finds report

Not enough diversity in private capital industry, finds report

Only 12% of surveyed firms had female partners

By Staff |June 27, 2019

2 min read

Alberta regulators seek to boost venture markets

Alberta regulators seek to boost venture markets

ASC hopes to kickstart market activity following decline in energy sector

By Staff |June 27, 2019

1 min read

OSC eliminates filing requirement

OSC eliminates filing requirement

Decision takes effect immediately

By Staff |June 27, 2019

1 min read

OSC issues priorities for year ahead

OSC issues priorities for year ahead

Regulator to continue consultation on client-focused reforms, fee structures

By James Langton |June 27, 2019

2 min read

Decorative pattern

OFG Bancorp to acquire Scotiabank’s Puerto Rico, U.S. Virgin Islands assets

Scotiabank will record a loss of approximately $400 million after tax on the sale

By The Canadian Press |June 27, 2019

1 min read

Brett Millard appointed chair of FP Canada’s board of directors

Brett Millard appointed chair of FP Canada’s board of directors

FP Canada announced its directors for 2019-2020 on Wednesday

By Staff |June 26, 2019

1 min read

Alberta court denies class action against former rep

Alberta court denies class action against former rep

Defendant was permanently banned by IIROC in 2018

By James Langton |June 26, 2019

2 min read

CSA reports caseload was down last year — but sanctions were up

CSA reports caseload was down last year — but sanctions were up

Regulators ordered $77.5 million in fines and penalties, $109.9 in restitution and disgorgement

By Staff |June 26, 2019

2 min read

Decorative pattern

CRTA adds three strategic advisors

Association aims to develop standards for the emerging regtech sector

By Staff |June 26, 2019

1 min read

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