Industry News

Industry

Genus Capital Management to pay back $1.67 million to clients in settlement with BCSC

The violation involved using 'soft dollars' to develop in-house software

By James Langton |July 19, 2019

2 min read

Industry

MFDA proposes changes to CE accreditation process

Regulator may outsource task of accrediting CE activity to third-party firms

By Staff |July 19, 2019

1 min read

Industry

Alain Bergeron named EVP, CIO at iA Financial Group

He replaces Michel Tremblay, who retired at the end of May

By Staff |July 19, 2019

1 min read

Industry

FSRA seeks members for pension advisory committees

The committees will advise Ontario's new financial services regulator on three pension-related areas

By Staff |July 19, 2019

1 min read

Industry

Caldwell Investment Management to pay $1.8 million for best execution violations

The OSC found the firm directed client trades through an affiliated dealer when better terms were available elsewhere

By James Langton |July 19, 2019

2 min read

Industry

Court rules in favour of former Manulife employee

Senior customer relationship manager announced plans to retire, then decided to stay with the company

By Staff |July 19, 2019

1 min read

Industry

Scotiabank closes first green bond offering

The bank sold US$500 million of 3.5-year bail-in notes

By Staff |July 19, 2019

1 min read

Economic Indicators

Mortgage stress test is now less stressful

The Bank of Canada has lowered its qualifying rate by 20 basis points

By The Canadian Press |July 19, 2019

2 min read

Industry

OSFI proposes revisions to banks’ liquidity, capital rules

Regulator plans to implement revisions by Jan. 1, 2020

By Staff |July 18, 2019

1 min read

Industry

Boomers worried they aren’t saving enough: survey

Also, a separate survey finds that female investors in Alberta lack confidence

By Staff |July 18, 2019

2 min read

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