News and resources for Canada's top financial advisors
Industry
NASAA has launched 130 enforcement investigations so far this year
By Staff |August 7, 2019
2 min read
Fees lowered for a number of ETF portfolios and mutual funds
1 min read
Kik Interactive denies accusations its violated U.S. securities laws
By The Canadian Press |August 7, 2019
Operating income decreased by 4.4% year over year
By Staff |August 6, 2019
Firm now shifts its focus to transitioning to a pure play wealth management business
MacAlpine takes over from Peter Anderson on Sept. 1
President of PMAC says, “We’ve got to keep the standards high”
By Greg Dalgetty and Melissa Shin |August 2, 2019
4 min read
Revenues were $3.5 billion, compared with $11.4 billion a year earlier
By The Canadian Press |August 2, 2019
Economic Indicators
Dealmakers have been placing an increased importance on due diligence, report says
By Staff |August 2, 2019
The notice comes as investors grow more concerned about how issuers are disclosing risks
By Staff |August 1, 2019
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