Industry News

Industry

Wealth preservation trumps wealth creation for HNW clients

New research finds Canada’s wealthiest shifting their focus amid economic uncertainty

By Staff |September 12, 2019

2 min read

Industry

OSC eases rules for submitting fee forms

The new procedure will be in effect Dec. 1 if it receives ministerial approval

By Staff |September 12, 2019

1 min read

Economic Indicators

ECB cuts rates, restarts bond-buying program

The central bank announced new stimulus on Thursday

By David Mchugh, The Associated Press |September 12, 2019

3 min read

Industry

Small biz asks federal parties to address tax changes

Drop passive income rules and exempt spouses from tax on split income, CFIB says

By Staff |September 11, 2019

3 min read

Industry

Stone Asset Management Limited launches first platform-traded fund

The new PTF is now available on the NEO Connect platform

By Staff |September 11, 2019

1 min read

Industry

U.S. derivatives regulator charges Canadian firm

The CFTC alleges the defendants made misleading statements in email ads and in an online trading room

By James Langton |September 11, 2019

1 min read

Industry

Investors say board gender diversity is essential: report

ISS also found that most investors support climate risk disclosure

By Staff |September 11, 2019

1 min read

Industry

Sync your clocks to UTC: IOSCO

Organization says precise timing of trades helps create a clear audit trail

By Staff |September 11, 2019

1 min read

Industry

Canadian pension assets rose by 5% in Q1

StatsCan says the market value of Canadian pensions hit $1.97 trillion

By Staff |September 11, 2019

1 min read

Industry

U.S. state regulators issued more than $1B in sanctions last year

Enforcement was split roughly evenly between cases involving registered and unregistered defendants

By James Langton |September 10, 2019

2 min read

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