Industry News

Decorative pattern

Capital Group hires Sophie Orru to support expansion in Quebec

Orru will work with financial advisors across the province

By Staff |October 1, 2019

1 min read

Decorative pattern

Social media boosts effectiveness of financial scams, research finds

Other factors are social isolation and low financial literacy levels

By James Langton |October 1, 2019

2 min read

ScotiaMcLeod names head

ScotiaMcLeod names head

Firm appoints Craig Gilchrist, who has held the position on an interim basis since May

By Rudy Mezzetta |September 30, 2019

1 min read

Sun Life adds 2 new permanent life insurance products

Sun Life adds 2 new permanent life insurance products

The offerings are "simple and flexible," the firm says

By Staff |September 30, 2019

1 min read

IOSCO issues guidance on investor education

IOSCO issues guidance on investor education

The organization has provided a framework for implementing education programs

By James Langton |September 30, 2019

1 min read

BMO pays US$37 million in SEC settlement

BMO pays US$37 million in SEC settlement

Two BMO firms allegedly didn’t disclose that managed account products used proprietary funds

By James Langton |September 27, 2019

2 min read

How CRM2 cost reporting impacts your client

How CRM2 cost reporting impacts your client

IFIC's annual investor survey reveals the findings

September 27, 2019

5 min read

Study finds active funds aren’t worth the cost

Study finds active funds aren’t worth the cost

ESMA reports that costs can eat up 90% of returns

By James Langton |September 27, 2019

1 min read

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New SEC rules make it easier for ETFs to come to market

Certain ETFs won’t be subject to the cost and delay of an exemptive order

By James Langton |September 27, 2019

1 min read

OSC approves MFDA’s CE rules

OSC approves MFDA’s CE rules

The SRO’s proposed rules got the thumbs-up on Thursday

By James Langton |September 26, 2019

1 min read

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