Industry News

IIROC targeting dealer agreements designed to shield firms from liability

IIROC targeting dealer agreements designed to shield firms from liability

Firms should review agreements with retail investors, the SRO says

By James Langton |October 10, 2019

2 min read

Powell may face challenges on future rate moves

Powell may face challenges on future rate moves

Minutes reveal Fed officials were sharply divided over September rate cut

By Christopher Rugaber and Martin Crutsinger, The Associated Press |October 9, 2019

2 min read

Changes coming to Fiera’s mutual fund lineup

Changes coming to Fiera’s mutual fund lineup

Multiple funds will be subadvised by Fiera Capital; others will be cut

By Staff |October 9, 2019

1 min read

Decorative pattern

TDAM to cap 2 funds

The firm will also take on portfolio management responsibilities for another fund

By Staff |October 9, 2019

1 min read

Canadian sues Japanese brokerage

Canadian sues Japanese brokerage

Man alleges he was harassed and forced from his job after taking paternity leave

By Yuri Kageyama, The Associated Press |October 9, 2019

3 min read

Industry wants involvement in CSA filing system overhaul

Industry wants involvement in CSA filing system overhaul

Four industry trade groups say they can add “significant value” to the CSA’s renewed filing system

By James Langton |October 9, 2019

2 min read

What client-focused reforms mean for embedded compensation, referral arrangements and more

What client-focused reforms mean for embedded compensation, referral arrangements and more

Experts put the new CFRs in context and highlight the final changes

October 8, 2019

5 min read

Widow of QuadrigaCX founder to hand over most assets in settlement

Widow of QuadrigaCX founder to hand over most assets in settlement

Crypto exchange collapsed last December following founder’s death

By Ian Bickis, Canadian Press |October 8, 2019

2 min read

OBSI reports investment industry complaints surged in Q2

OBSI reports investment industry complaints surged in Q2

Suitability remains the top issue

By James Langton |October 8, 2019

1 min read

Housing starts slow in September

Housing starts slow in September

The CMHC reports the seasonally adjusted annual rate decreased by 2.5%

By The Canadian Press |October 8, 2019

1 min read

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