Industry News

Canada faces US$2.5-trillion pension shortfall: Mercer

Industry

Canada faces US$2.5-trillion pension shortfall: Mercer

In spite of this gap, Canada’s pension system moved up in global Mercer ranking

By Staff |October 21, 2019

2 min read

Reps banned for churning accounts of severely impaired client

Industry

Reps banned for churning accounts of severely impaired client

Two former reps allegedly generated US$9 million in commissions from 2,800 trades

By James Langton |October 21, 2019

1 min read

WealthBar scoops up financial planning software provider

Industry

WealthBar scoops up financial planning software provider

WealthBar will invest in Snap Projections to grow the team

By Staff |October 21, 2019

1 min read

Former rep banned, fined $1.6M for ‘egregious’ misconduct

Industry

Former rep banned, fined $1.6M for ‘egregious’ misconduct

MFDA panel says respondent “caused significant damage to the integrity of the capital markets”

By James Langton |October 21, 2019

2 min read