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Closures planned for January
By Staff |October 28, 2019
1 min read
Engaging in unapproved outside business represents a clear conflict of interest and prevents fund dealer supervision
By James Langton |October 28, 2019
The measures are designed to put an end to hidden ownership
By James Langton |October 25, 2019
2 min read
Financial market weakness at the tail end of 2018 contributed to the decline
By The Associated Press |October 25, 2019
Recommendations designed to safeguard vulnerable clients from financial exploitation and diminished capacity
By Maddie Johnson |October 25, 2019
The new version will combine various standalone filing systems
By Staff |October 25, 2019
Devan Legare is a senior investment advisor in Calgary
The growth-style manager looks to take advantage of market inefficiencies
By Staff |October 24, 2019
The review will look at whether the regulators' approach to ASDPs should be enhanced
By James Langton |October 24, 2019
Regulator alleges recent promotion targeted vulnerable investors
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