Industry News

SEC votes to give retail investors more access to private markets

The proposal will go out for a 60-day comment period

By James Langton |December 18, 2019

1 min read

CDS aims to bolster liquidity backstops

New proposals attempt to “cover potential liquidity stress scenarios”

By James Langton |December 18, 2019

1 min read

IIROC green-lights electronic record-keeping of client complaints

The complaints must be “retrievable within a reasonable time”

By James Langton |December 18, 2019

1 min read

Survey finds growth in TFSA contributions despite economic challenges

Canadians are also investing more frequently and seeking professional advice

By Maddie Johnson |December 18, 2019

1 min read