Industry News

Industry

Two whistleblowers help SEC shut down ongoing fraud schemes

The SEC has collectively awarded US$387 to 72 people since 2012

By James Langton |January 23, 2020

1 min read

Industry

Purpose Advisor Solutions acquires Wealthsimple for Advisors

The combined firms will offer an 'advisor-centric' platform

By Michelle Schriver |January 23, 2020

2 min read

Industry

CSA to study ban on trading fee rebates — under one condition

Canadian regulators are prepared to carry out the study, but only if their U.S. counterparts follow suit

By James Langton |January 23, 2020

2 min read

Industry

Confidence wavers among Canadian business leaders

A survey has found fewer business leaders are feeling optimistic about Canada’s economy

By Maddie Johnson |January 23, 2020

1 min read

Industry

Moody’s says Canadian companies’ refinancing risks are dropping

The rating agency reports that the quantity of debt maturing in the next two years is down

By James Langton |January 23, 2020

1 min read

Industry

New single-ticket ETF from Vanguard

The addition of the fund means Vanguard has 40 funds in Canada

By Staff |January 23, 2020

1 min read

Industry

EQ Bank offering 2.45% interest rate

The move comes after Wealthsimple launched a new product

By Staff |January 23, 2020

1 min read

Industry

‘Significant information’ uncovered on suspected global tax evasion scheme

The CRA participated in an investigation that took place in "multiple countries"

By Staff |January 23, 2020

1 min read

Industry

Ex-securities rep turned mortgage salesperson charged by Manitoba court

The man faces more than 50 counts tied to alleged violations of The Securities Act and mortgage legislation

By Staff |January 23, 2020

1 min read

Industry

IIROC fines Toronto brokerage $100,000 for suitability failures

The firm didn't question the concentration in a high risk, exempt market product, the agreement said

By James Langton |January 23, 2020

1 min read

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