Industry News

DSC ban coming in 2022 as OSC proposes restrictions

The CSA cited investor protection as it gave a timeline for its ban, while Ontario's regulator introduced new limits on DSC sales

By James Langton |February 20, 2020

3 min read

Industry

New tool aims to quench investors’ thirst for ESG data

Sustainalytics’ ESG Data covers 11,000 companies across 138 sub-industries

By James Langton |February 20, 2020

1 min read

Industry

Updated: Banks must improve client complaint process: FCAC

Escalating a complaint is complex and cumbersome, the regulator says

By Staff |February 19, 2020

2 min read

Industry

Alberta court attempts to help victims of Ponzi scheme

The prospect of victims recovering their investments is dim

By James Langton |February 19, 2020

2 min read

Industry

Duo Bank to acquire subprime lender Fairstone Financial

Fairstone lends directly to consumers and finances vehicle purchases

By James Langton |February 19, 2020

1 min read

Industry

Firm aims to modernize financial planning with AI

Software startup scores $3M in seed funding

By Staff |February 19, 2020

1 min read

Industry

Sun Life faces proposed class action over federal employee benefits

The suit alleges the insurer miscalculated cost-of-living increases in long-term disability payments

By Staff |February 19, 2020

1 min read

Industry

CSA’s review of SROs a ‘golden opportunity,’ say investor advocates

Kenmar Associates hopes the review won’t just rubber-stamp a merger of the MFDA and IIROC

By James Langton |February 18, 2020

2 min read

Industry

Change coming to mortgage stress test

The qualifying rate will now reflect mortgage rates offered by lenders

By Staff, with files from The Canadian Press |February 18, 2020

2 min read

Industry

Advocis officially launches advisor credential

The Professional Financial Advisor designation could be an approved credential required by title regulation

By Staff |February 18, 2020

2 min read

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