Industry News

Industry

MFDA reiterates call for SRO overhaul

The mutual fund industry SRO has rejected IIROC's proposal for consolidation

By James Langton |June 10, 2020

2 min read

Industry

IIROC paper promises huge payoff from SRO consolidation

'Hundreds of millions' in gains could be realized over the next 10 years, it says

By James Langton |June 9, 2020

3 min read

Industry

Ontario title reform unlikely to drop before 2021

FSRA still considers title regulation to be a priority

By Greg Dalgetty |June 9, 2020

2 min read

Industry

Boosting revenue in uncertain markets

Annual PriceMetrix report provides insights for advisors

By Michelle Schriver |June 9, 2020

3 min read

Industry

Aligned Capital partners with digital education provider

Advisors will now have access to courses from Learnedly

By Staff |June 9, 2020

1 min read

Industry

MFDA issues revised guidance on e-signatures

E-signatures prevent pre-signed forms, but pose other risks, the regulator says

By James Langton |June 8, 2020

2 min read

Industry

Regulators seek feedback on implementation of CFRs

The CSA, IIROC and the MFDA have established a CFRs Implementation Committee

By James Langton |June 8, 2020

2 min read

Industry

How to talk to clients about RI

Advisors shared their experiences during an RIA virtual panel

By Katie Keir |June 8, 2020

3 min read

Industry

Get ready for firms’ recruitment efforts to ramp up

Wealth management firms are looking to attract new talent, even though recruiting has been slowed by the pandemic

By Rudy Mezzetta |June 8, 2020

4 min read

Industry

IIROC offers temporary relief related to CSI exams

The Canadian Securities Institute suspended exams because of Covid-19

By James Langton |June 5, 2020

1 min read

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